| Anglo American plc (AAUK) | Market | Short | USD | $23.05 | 10845 | $249,977.25 | Complete |
| Google Inc. (GOOG) | Limit | Short | USD | $486.02 | 1027 | $499,142.54 | Complete |
| Microsoft Corporation (MSFT) | Limit | Short | USD | $30.00 | 666 | $19,980.00 | Complete |
| Oppenheimer Holdings, Inc. (OPY) | Market | Short | USD | $33.29 | 1555 | $51,765.95 | Complete |
| Microsoft Corporation (MSFT) | Market | Sell | USD | $29.70 | 1555 | $46,183.50 | Complete |