| Dreyfus High Yield Strategie... (DHF) | Stop Loss | Sell | USD | $4.00 | 20000 | $80,000.00 | Complete |
| Capital Trust, Inc. (CT) | Stop Loss | Sell | USD | $27.00 | 5000 | $135,000.00 | Complete |
| Hansen Natural Corporation (HANS) | Stop Loss | Sell | USD | $35.00 | 1000 | $35,000.00 | Complete |
| Mosaic Company (The) (MOS) | Stop Loss | Sell | USD | $154.00 | 2000 | $308,000.00 | Complete |
| Potash Corporation of Saskat... (POT) | Stop Loss | Sell | USD | $232.00 | 1000 | $232,000.00 | Complete |